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Amy Moore is a registered investment advisor at Morgan Stanley, based in Santa Barbara, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1332 Anacapa Street, 2nd Floor, Santa Barbara, CA, 93101
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Regulatory History (1)
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Customer Dispute
February 2012Denied
Other Business Activities
Amy is the Manager of the Green Roo for ONE805, a non-profit organization that raises funds for First Responder groups. This activity is not investment-related.
Employment History
Current Registrations
Morgan StanleyBroker
January 2026 - Present · 4 mos
Morgan Stanley
January 2026 - Present · 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2015 - January 2026 · 10 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2015 - January 2026 · 10 yrs 8 mos
UBS Financial Services INC.Broker
August 2008 - June 2015 · 6 yrs 10 mos
UBS Financial Services INC.
August 2008 - June 2015 · 6 yrs 10 mos
Citigroup Global Markets INC.
July 1997 - September 2008 · 11 yrs 2 mos
Citigroup Global Markets INC.Broker
February 1994 - September 2008 · 14 yrs 7 mos
Painewebber IncorporatedBroker
June 1993 - January 1994 · 7 mos
State Registrations34 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.