MF
CFP
MF
CFP

Michael Feduccia

36 Years of Experience
Sarasota, FL
2 DisclosuresBroker

Michael Feduccia is a CFP-designated registered investment advisor at LPL Financial LLC, based in Sarasota, FL, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1100 S Tamiami Trail, Sarasota, FL, 34236

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2006
Settled
Customer Dispute
July 2002
Settled
Other Business Activities

Michael operates under CenterState Wealth Management and SouthState Investment Services, both DBAs for his LPL business. He dedicates full-time hours to these activities during securities trading.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2020 - Present · 5 yrs 8 mos
LPL Financial LLC
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Nbc Securities, INC.
May 2017 - September 2020 · 3 yrs 4 mos
Nbc Securities, INC.Broker
May 2017 - September 2020 · 3 yrs 4 mos
Raymond James Financial Services, INC.Broker
March 2010 - May 2017 · 7 yrs 2 mos
Suntrust Investment Services, INC.
December 2005 - March 2010 · 4 yrs 3 mos
Suntrust Investment Services, INC.Broker
December 2005 - March 2010 · 4 yrs 3 mos
Wachovia Securities, LLC
April 2005 - December 2005 · 8 mos
Wachovia Securities, LLCBroker
April 2005 - December 2005 · 8 mos
Southtrust Securities, INC.
January 2004 - December 2004 · 11 mos
Southtrust Securities, LLCBroker
January 2004 - April 2005 · 1 yr 3 mos
Invest Financial Corporation
November 2002 - January 2004 · 1 yr 2 mos
Invest Financial CorporationBroker
September 2002 - January 2004 · 1 yr 4 mos
Banc of America Investment Services, INC.
April 1998 - August 2002 · 4 yrs 4 mos
Banc of America Investment Services, INC.Broker
April 1998 - August 2002 · 4 yrs 4 mos
Barnett Investments, INC.Broker
April 1994 - April 1998 · 4 yrs
Invest Financial CorporationBroker
August 1993 - April 1994 · 8 mos
Jmc Financial CorporationBroker
October 1991 - August 1993 · 1 yr 10 mos
Lehman Brothers INC.Broker
August 1990 - October 1991 · 1 yr 2 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
March 1990 - August 1990 · 5 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
April 1989 - October 1989 · 6 mos
State Registrations21 states
ALARAZCACOFLGAILINLAMEMIMONCNHNYOHSCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Feduccia - Financial Advisor | TrueAdvisor