Susan Moseley is a registered investment advisor at LPL Financial LLC, based in Sarasota, FL, with 26 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1630 Ringling blvd, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2024Settled
Employment History
Current Registrations
LPL Financial LLC
June 2026 - Present · 4 mos
Moseley Investment Management, INC.
November 1999 - Present · 26 yrs 11 mos
Previous Registrations
Royal Alliance Associates, INC.
April 2001 - January 2015 · 13 yrs 9 mos
State Registrations2 states
FLTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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