Scott Daily is a registered investment advisor at Scd Capital, INC., based in Charlotte, NC, with 31 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 23 clients with $9.5M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
23 clients
Average Client Portfolio
$412K average
Assets Under Management
$9.5M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.75% |
| $5M+ | 1.50% |
Fees are negotiable under certain circumstances.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Charlotte, NC
Get directionsHistory
Regulatory History (2)
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Regulatory
July 2017Final
Customer Dispute
June 1999Settled
Employment History
Current Registrations
Scd Capital, INC.
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Citigroup Global Markets INC.
December 2001 - February 2004 · 2 yrs 2 mos
Citigroup Global Markets INC.Broker
March 2001 - February 2004 · 2 yrs 11 mos
Dean Witter Reynolds INC.Broker
May 1997 - March 2001 · 3 yrs 10 mos
Interstate/johnson Lane CorporationBroker
July 1994 - May 1997 · 2 yrs 10 mos
First Affiliated SecuritiesBroker
August 1992 - July 1994 · 1 yr 11 mos
Interstate/johnson Lane CorporationBroker
September 1990 - August 1992 · 1 yr 11 mos
Prudential-Bache Securities INC.Broker
November 1989 - October 1990 · 11 mos
F.N. Wolf & CO., INC.Broker
June 1989 - December 1989 · 6 mos
State Registrations1 state
NC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.