Gregory Kausch
Gregory Kausch is a registered investment advisor at Esi Financial Advisors, based in Colchester, VT, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12,116 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ESI Financial Advisors offers investment management through various programs. Fees vary depending on the program chosen and can include platform fees, strategist fees, and service fees.
ESI Illuminations programs charge a platform fee between 0.26% and 0.45% annually, plus strategist fees (0.02%-1.00%) and EFA's service fee (0-2.00%).
American Funds and Schwab Retirement Advisor Services have tiered fees, up to 1.00% annually on the first $1M, decreasing to 0.35% on amounts over $10M.
AssetMark fees are negotiated with the advisor, not to exceed 1.5% annually.
SEI fees are also negotiated, not to exceed 1.75% annually, plus a 0.05% administrative fee.
Location
354 Mountain View Dr., Suite 200, Colchester, VT, 05446
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
February 2001Customer Dispute
January 2001Other Business ActivitiesSells Insurance
Gregory is a managing director at NPA Financial since 2018, where he is involved in insurance sales (life, health, disability, LTC, accident), personal production, recruiting, and management. He also serves on the boards of St. Ann's Community Foundation and Rochester Regional Health Foundation, is a member of the Rochester Rotary Club, Society of Financial Service Professionals, and Estate Planning Council of Rochester.
Employment History
Current Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Previous Registrations
Pruco Securities, LLC.Broker
Equity Services, INC.Broker
Equity Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.