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Michael Rader

Hsbc Securities (USA) INC.
16 Years of Experience
Beverly Hills, CA
1 DisclosureBroker
View SEC Summary
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Michael Rader is a registered investment advisor at Hsbc Securities (USA) INC., based in Beverly Hills, CA, with 16 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12,108 clients with $3.8B in assets under management.

Hsbc Securities (USA) INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
374 advisors
Number of Clients
12,108 clients
Average Client Portfolio
$317K average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.20%
$500K - $1.0M1.00%
$1.0M - $2.0M0.90%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.65%
$10M+0.55%

Fees are generally negotiable and can be discounted at the firm's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

445 N. Bedford Dr., Beverly Hills, CA, 90210

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 1995
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Hsbc Securities (USA) INC.Broker
March 2026 - Present · 7 mos
Hsbc Securities (USA) INC.
March 2026 - Present · 7 mos
Previous Registrations
LPL Financial LLCBroker
July 2023 - January 2025 · 1 yr 6 mos
LPL Financial LLC
July 2023 - January 2025 · 1 yr 6 mos
Bancwest Investment Services, INC. (bwis)
October 2022 - July 2023 · 9 mos
Bancwest Investment Services, INC.Broker
October 2022 - July 2023 · 9 mos
Pruco Securities, LLC.Broker
December 2020 - October 2022 · 1 yr 10 mos
Prudential Financial Planning Services
December 2020 - October 2022 · 1 yr 10 mos
Wells Fargo Clearing Services, LLC
February 2016 - December 2020 · 4 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
February 2016 - December 2020 · 4 yrs 10 mos
Hsbc Securities (USA) INC.
November 2013 - February 2016 · 2 yrs 3 mos
Hsbc Securities (USA) INC.Broker
November 2013 - February 2016 · 2 yrs 3 mos
Capital Synergy PartnersBroker
December 2012 - November 2013 · 11 mos
Capital Synergy Partners
November 2012 - November 2013 · 1 yr
Lehman Brothers INC.Broker
May 1994 - July 1994 · 2 mos
Bear, Stearns & CO. INC.Broker
April 1993 - September 1993 · 5 mos
Prudential Securities IncorporatedBroker
December 1991 - December 1992 · 1 yr
Dean Witter Reynolds INC.Broker
December 1990 - December 1991 · 1 yr
Lehman Brothers INC.Broker
September 1989 - December 1990 · 1 yr 3 mos
For Sight Capital Management INC.Broker
May 1989 - June 1989 · 1 mo
State Registrations10 states
ALARAZCAFLNCNVNYTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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