SJ
SJ

Sarah Johnston

35 Years of Experience
Davenport, IA
Broker

Sarah Johnston is a registered investment advisor at Wells Fargo Advisors, based in Davenport, IA, with 35 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4300 East 53rd St, Suite 102, Davenport, IA, 52807

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2025 - Present · 1 yr 1 mo
Wells Fargo Advisors
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Wells Fargo Advisors
June 2016 - April 2025 · 8 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
June 2016 - April 2025 · 8 yrs 10 mos
RBC Capital Markets, LLCBroker
September 2011 - March 2016 · 4 yrs 6 mos
RBC Capital Markets, LLC
September 2011 - March 2016 · 4 yrs 6 mos
Northwestern Mutual Investment Services,llc
October 2005 - July 2011 · 5 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
February 1998 - July 2011 · 13 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
January 1990 - January 2002 · 12 yrs
State Registrations4 states
FLIAILTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.