RP
RP
Roy Paul is a registered investment advisor at Wells Fargo Advisors, based in Mandeville, LA, with 36 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
4 Sanctuary Blvd, Suite 305, Mandeville, LA, 70471
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
February 1999Other Business Activities
Roy has a 33% ownership stake in St Paul Family LLC since 2010. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
October 2020 - Present · 5 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2010 - October 2020 · 10 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - October 2020 · 12 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
February 1999 - January 2008 · 8 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1989 - March 1999 · 9 yrs 10 mos
State Registrations9 states
ALCAGALAMSNVORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.