J. Mullen
J. Mullen is a registered investment advisor at LPL Financial LLC, based in Melbourne Beach, FL, with 37 years of industry experience. J. is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
301 Ocean Ave. Suite C, Melbourne Beach, FL, 32951
Get directionsHistory
Regulatory History (2)
Financial
June 2018Financial
May 2017Other Business Activities
J. operates his LPL business through Mullen Financial Corp. since 2010. J. also rents out two rooms on AirBnB in his home, dedicating minimal time to this investment-related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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