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Anthony Essma

36 Years of Experience
San Mateo, CA
Broker

Anthony Essma is a registered investment advisor at Morgan Stanley, based in San Mateo, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

411 Borel Avenue, Suite 220, San Mateo, CA, 94402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony co-owns rental property with their spouse. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
November 2021 - Present · 4 yrs 6 mos
Morgan StanleyBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
April 2015 - November 2021 · 6 yrs 7 mos
UBS Financial Services INC.Broker
October 2014 - November 2021 · 7 yrs 1 mo
Scottrade, INC.Broker
February 2006 - August 2014 · 8 yrs 6 mos
Charles Schwab & CO., INC.Broker
December 1989 - January 2006 · 16 yrs 1 mo
B C Financial CorporationBroker
July 1989 - October 1989 · 3 mos
First Investors CorporationBroker
May 1989 - June 1989 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Anthony Essma - Financial Advisor | TrueAdvisor