Sean Heslin
Sean Heslin is a registered investment advisor at LPL Financial LLC, based in Palm Springs, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
777 E Tahquitz Canyon Way #323, Palm Springs, CA, 92262
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2003Other Business Activities
Sean operates Heslin Wealth Management as a DBA for his LPL business, dedicating full-time hours to it. He also owns rental real estate through the Heslin Family Revocable Living Trust, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward JonesBroker
Edward Jones
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Tiaa-Cref Individual & Institutional Services, LLCBroker
Advice and Planning Services
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Tiaa-Cref Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Unionbanc Investment Services, LLCBroker
Unionbanc Investment Services, LLC
Fiserv Investor Services, INC.Broker
Uvest Financial Services And/or Compass Capital
Uvest Financial Services Group, INC.Broker
Wm Financial Services, INC.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Investors Capital CORP.Broker
Wells Fargo Securities INC.Broker
Wells Fargo Securities INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wells Fargo Securities INC.Broker
Marketing One Securities, INC.Broker
Fidelity Brokerage Services, INC.Broker
Great Western Financial Securities CorporationBroker
Dean Witter Reynolds INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.