James Mahdak
James Mahdak is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in The Woodlands, TX, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
25511 Budde Road, Suite 2301, The Woodlands, TX, 77380
Get directionsHistory
Regulatory History (2)
Financial
July 2019Customer Dispute
May 2001Other Business Activities
James rents office space from Aventura LLC, which serves as his OSJ, dedicating about half of his time to this. He is also an advisor for Aventura Family Office, but spends minimal time on this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Fidelity Brokerage Services LLCBroker
American Express Financial Advisors INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.