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James Mahdak

Raymond James Financial Services Advisors, INC
34 Years of Experience
The Woodlands, TX
2 DisclosuresBroker
View SEC Summary
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James Mahdak is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in The Woodlands, TX, with 34 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

25511 Budde Road, Suite 2301, The Woodlands, TX, 77380

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2019
Final
Customer Dispute
May 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James rents office space from Aventura LLC, which serves as his OSJ, dedicating about half of his time to this. He is also an advisor for Aventura Family Office, but spends minimal time on this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2022 - Present · 4 yrs 9 mos
Raymond James Financial Services, INC.Broker
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - January 2022 · 14 yrs
Wells Fargo Clearing Services, LLC
January 2008 - January 2022 · 14 yrs
A. G. Edwards & Sons, INC.
April 2003 - January 2008 · 4 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
August 2001 - January 2008 · 6 yrs 5 mos
Fidelity Brokerage Services LLCBroker
January 1994 - August 2001 · 7 yrs 7 mos
American Express Financial Advisors INC.Broker
July 1992 - December 1993 · 1 yr 5 mos
State Registrations23 states
ALARAZCACODEFLGAIDKYLAMDMNMONCNJNVOKTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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