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Richard Saldana

Raymond James Financial Services Advisors, INC
29 Years of Experience
The Woodlands, TX
2 DisclosuresBroker
View SEC Summary
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Richard Saldana is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in The Woodlands, TX, with 29 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1330 Lake Robbins Drive, Suite 150, The Woodlands, TX, 77380

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2025
Denied
Customer Dispute
March 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard is a Vice President and Financial Advisor at Woodforest Wealth since 2019, dedicating about half his time. He also serves as a Vice President and Financial Advisor at Woodforest Financial Services since 2017, also dedicating about half his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2017 - Present · 9 yrs 7 mos
Raymond James Financial Services, INC.Broker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2011 - March 2017 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2011 - March 2017 · 5 yrs 5 mos
VALIC Financial Advisors, INC.
February 2007 - July 2011 · 4 yrs 5 mos
VALIC Financial Advisors, INC.Broker
April 2006 - July 2011 · 5 yrs 3 mos
Government Capital Securities CorporationBroker
January 2004 - November 2005 · 1 yr 10 mos
Southwest Securities, INC.Broker
July 1996 - December 2003 · 7 yrs 5 mos
State Registrations8 states
AZCACOFLHIIDOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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