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Craig Benjamin

36 Years of Experience
El Segundo, CA
1 DisclosureBroker

Craig Benjamin is a registered investment advisor at LPL Financial LLC, based in El Segundo, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2041 Rosecrans Avenue #385, El Segundo, CA, 90245

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2018
Denied
Other Business Activities

Craig operates Marquis Financial as a DBA for his LPL business, dedicating full-time hours. He also engages in real estate rental through Marquis Tax Services, subletting LPL office space and spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
February 1998 - Present · 28 yrs 3 mos
LPL Financial LLC
January 1998 - Present · 28 yrs 4 mos
LPL Financial LLCBroker
January 1998 - Present · 28 yrs 4 mos
Previous Registrations
John Hancock Distributors, INC.Broker
May 1989 - January 1998 · 8 yrs 8 mos
John Hancock Mutual Life Insurance CompanyBroker
May 1989 - May 1997 · 8 yrs
State Registrations22 states
AZCACOFLGAHIIDMEMIMOMTNCNMNVNYOHORPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Craig Benjamin - Financial Advisor | TrueAdvisor