Arthur Fu
Arthur Fu is a CFP-designated registered investment advisor at LPL Financial LLC, based in El Segundo, CA, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2041 Rosecrans Ave Ste 340, Ste. 340, El Segundo, CA, 90245
Get directionsHistory
Regulatory History (2)
Financial
October 2023Customer Dispute
April 2003Other Business ActivitiesSells Insurance
Arthur is an agent for accident & health, life, and variable insurance. He also operates Arthur R. Fu Investments, Inc. as a DBA for securities-related business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Western International Securities, INC.Broker
Western International Securities
Financial West GroupBroker
Financial West Group
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
Oppenheimer & CO., INC.Broker
E. F. Hutton & Company INCBroker
Bateman Eichler, Hill Richards, IncorporatedBroker
Connecticut Mutual Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.