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William Berkowitz

Wealth Enhancement Advisory Services, LLC
53 Years of Experience
Boca Raton, FL
4 DisclosuresBroker
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William Berkowitz is a registered investment advisor at Wealth Enhancement Advisory Services, LLC, based in Boca Raton, FL, with 53 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 8 more. Their firm serves 85,001 clients with $120B in assets under management.

Wealth Enhancement Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1019 advisors
Number of Clients
85,001 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$122.2B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable and vary by client complexity, not to exceed 2.00% per year. Sample schedules show rates of 1.50% for portfolios under $1M, 1.25% for $1M to $2M, and 1.00% for over $2M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Boca Raton, FL

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2017
Withdrawn
Customer Dispute
June 2007
Award / Judgment
Regulatory
May 1997
Final
Regulatory
August 1978
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William operates under the DBA Wealth Enhancement Group for his LPL business and is involved with BPU Investment Management Inc for tax/investment purposes. He also provides investment advisory services through Wealth Enhancement Advisory Services LLC, dedicating about two-thirds of his time to this activity.

Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
March 2020 - Present · 6 yrs 7 mos
Wealth Enhancement Brokerage Services, LLCBroker
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
LPL Financial LLCBroker
March 2020 - June 2025 · 5 yrs 3 mos
Bpu Investment Management, INC.
March 2004 - March 2020 · 16 yrs
Bpu Investment Management INC.Broker
February 1986 - March 2020 · 34 yrs 1 mo
E. F. Hutton & Company INCBroker
March 1983 - February 1986 · 2 yrs 11 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - March 1983 · 3 yrs 2 mos
Blyth Eastman Dillon & CO. IncorporatedBroker
February 1979 - January 1980 · 11 mos
Butcher & Singer INC.Broker
July 1977 - May 1980 · 2 yrs 10 mos
C. S. Mckee & Company, IncorporatedBroker
November 1972 - July 1977 · 4 yrs 8 mos
State Registrations9 states
CAFLILMDNVOHPASCWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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