William Berkowitz
William Berkowitz is a registered investment advisor at Wealth Enhancement Advisory Services, LLC, based in Plymouth, MN, with 53 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 70,834 clients with $95B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wealth Enhancement Advisory Services (WEAS) charges a percentage of your portfolio each year for investment management. The exact fee is negotiable and depends on the complexity of the services, but it will not exceed 2% per year of the value of your portfolio. WEAS may waive or discount fees for employees or relatives of employees of Wealth Enhancement Group, LLC. WEAS may also engage separate management firms to assist in managing your assets. These firms charge a fee for their services, which are in addition to WEAS’ advisory fees.
Location
505 N Highway 169, Suite 900, Plymouth, MN, 55441
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2017Customer Dispute
June 2007Regulatory
May 1997Regulatory
August 1978Other Business Activities
William operates under the DBA Wealth Enhancement Group for his LPL business and is involved with BPU Investment Management Inc for tax/investment purposes. He also provides investment advisory services through Wealth Enhancement Advisory Services LLC, dedicating about two-thirds of his time to this activity.
Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
Wealth Enhancement Brokerage Services, LLCBroker
Previous Registrations
LPL Financial LLCBroker
Bpu Investment Management, INC.
Bpu Investment Management INC.Broker
E. F. Hutton & Company INCBroker
Paine, Webber, Jackson & Curtis INC.Broker
Blyth Eastman Dillon & CO. IncorporatedBroker
Butcher & Singer INC.Broker
C. S. Mckee & Company, IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.