Alan Brachfeld
Alan Brachfeld is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 36 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
28 W. 44th Street, Ste 1200 12th Fl, New York, NY, 10036
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is involved in fixed insurance sales, KBK Wealth Management LLC, CPA services, 725 Ninth Avenue Inc (real estate), KBK Network Services LLC, and is a trustee for 111 Cedar Street, LLC. He dedicates about 5% of his time during business hours to managing property for 111 Cedar Street, LLC.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
Nathan & Lewis Securities, INC.
Northeast Securities, INC.Broker
Minotaur Securities CorporationBroker
Independent Financial Securities, INC.Broker
State Registrations18 states
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