Lauren Gidley
Lauren Gidley is a registered investment advisor at Prosperity Wealth Management, INC., based in San Ramon, CA, with 36 years of industry experience. Lauren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 1,619 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.35% |
| $1M+ | 1.20% |
Fees are negotiable.
Fee Estimator
Location
2333 San Ramon Valley Blvd., Suite 200, San Ramon, CA, 94583
Get directionsHistory
Regulatory History (6)
Employment Separation After Allegations
January 2017Customer Dispute
June 2004Customer Dispute
June 2002Regulatory
March 2000Employment Separation After Allegations
March 1997Customer Dispute
April 1994Other Business ActivitiesSells Insurance
Lauren is the President of Prosperity Wealth Management, offering wealth management and financial planning services. She also sells fixed insurance, fixed annuities, and LTC insurance as an insurance agent, dedicating minimal time to this. Additionally, Lauren is involved in various other activities, including referrals for tax strategies, selling Amway products, and authoring a financial paper.
Employment History
Current Registrations
Prosperity Wealth Management, INC.
Fortune Financial Services, INC.Broker
Fortune Financial Services, INC.
Previous Registrations
Prosperity Wealth Management, INC.
First Allied Securities, INC.
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
Securities America, INC.Broker
Brookstreet Capital Management
Brookstreet Securities CorporationBroker
Mcdonald Investments INC.Broker
Essex Capital Markets, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.