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Lauren Gidley

Exodus Wealth, LLC
37 Years of Experience
Williamsville, NY
6 DisclosuresBrokerSells Insurance
View SEC Summary
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Lauren Gidley is a registered investment advisor at Exodus Wealth, LLC, based in Williamsville, NY, with 37 years of industry experience. Lauren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 2,249 clients with $480M in assets under management.

Exodus Wealth, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
57 advisors
Number of Clients
2,249 clients
Average Client Portfolio
$215K average
Assets Under Management
$483.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $750K1.50%
$750K - $1.0M1.35%
$1M+1.20%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9201 Main Street, Suite 9, Williamsville, NY, 14221

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2017
Customer Dispute
June 2004
Settled
Customer Dispute
June 2002
Settled
Regulatory
March 2000
Final
Employment Separation After Allegations
March 1997
Customer Dispute
April 1994
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Lauren is the President of Prosperity Wealth Management, offering wealth management and financial planning services. She also sells fixed insurance, fixed annuities, and LTC insurance as an insurance agent, dedicating minimal time to this. Additionally, Lauren is involved in various other activities, including referrals for tax strategies, selling Amway products, and authoring a financial paper.

Employment History
Current Registrations
Exodus Wealth, LLC
January 2020 - Present · 6 yrs 9 mos
Fortune Financial Services, INC.
February 2017 - Present · 9 yrs 8 mos
Fortune Financial Services, INC.Broker
February 2017 - Present · 9 yrs 8 mos
Previous Registrations
Prosperity Wealth Management, INC.
February 2017 - December 2019 · 2 yrs 10 mos
First Allied Securities, INC.
July 2012 - July 2012 · 0 mos
First Allied Advisory Services, INC.
July 2012 - February 2017 · 4 yrs 7 mos
First Allied Securities, INC.
August 2011 - July 2012 · 11 mos
First Allied Securities, INC.Broker
August 2011 - February 2017 · 5 yrs 6 mos
Securities America, INC.Broker
July 2007 - August 2011 · 4 yrs 1 mo
Brookstreet Capital Management
May 2004 - July 2007 · 3 yrs 2 mos
Brookstreet Securities CorporationBroker
March 2004 - July 2007 · 3 yrs 4 mos
Mcdonald Investments INC.Broker
September 1998 - February 2004 · 5 yrs 5 mos
Essex Capital Markets, INC.Broker
May 1997 - September 1998 · 1 yr 4 mos
Edward D. Jones & CO., L.P.Broker
May 1989 - March 1997 · 7 yrs 10 mos
State Registrations19 states
CACODEFLGAILKSMSNCNJNMNYOHOKPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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