RA
RA
Richard Altieri
36 Years of Experience
Boca Raton, FL
5 DisclosuresBroker
Richard Altieri is a registered investment advisor at Raymond James & Associates, INC., based in Boca Raton, FL, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1 Town Center Road, 10th Floor, Boca Raton, FL, 33486
Get directionsHistory
Regulatory History (5)
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Employment Separation After Allegations
February 2021Customer Dispute
August 2011Closed-No Action
Customer Dispute
August 2009Settled
Customer Dispute
June 2006Settled
Customer Dispute
April 2005Settled
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Raymond James & Associates, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - March 2021 · 11 yrs 9 mos
Morgan Stanley
June 2009 - March 2021 · 11 yrs 9 mos
Citigroup Global Markets INC.
April 1991 - June 2009 · 18 yrs 2 mos
Citigroup Global Markets INC.Broker
September 1989 - June 2009 · 19 yrs 9 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.