William Henzey
William Henzey is a CFP-designated registered investment advisor at Financial Guidance Investment Advisers, INC., based in Olmsted Falls, OH, with 36 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Investment Management, Retirement Planning. Their firm serves 86 clients with $37M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $200K | 1.00% |
| $200K - $500K | 0.75% |
| $500K - $1.0M | 0.50% |
| $1.0M - $2.0M | 0.38% |
| $2M+ | 0.25% |
Fees may be negotiable. The client's fees will take into consideration the aggregate assets under management with Advisor.
Fee Estimator
Location
8162 Columbia Road, Olmsted Falls, OH, 44138-2043
Get directionsHistory
Regulatory History (7)
Judgment / Lien
August 2023Judgment / Lien
April 2023Judgment / Lien
March 2023Employment Separation After Allegations
September 2009Regulatory
April 2009Customer Dispute
October 2007Customer Dispute
September 2002Other Business ActivitiesSells Insurance
William is a member and insurance agent at Financial Guidance Insurance Advisers LLC, selling insurance products since 2015. He also owns Financial Guidance Tax Advisers, providing accounting services since 1994.
Employment History
Current Registrations
Financial Guidance Investment Advisers, INC.
Previous Registrations
Spc
Sigma Financial CorporationBroker
Walnut Street Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.