Richard Mullaney
Richard Mullaney is a registered investment advisor at Cetera Investment Advisers LLC, based in Glastonbury, CT, with 36 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
95 Glastonbury Blvd Ste 210, Glastonbury, CT, 06033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is the owner of Mullaney & Associates, LLC, offering financial services and recruiting, and an independent insurance agent selling fixed insurance products, dedicating full-time hours to each. He is also a managing partner at Ellis A Hiltz & Associates, selling securities and insurance products, and co-owns Altarwise LLC, a rental property, dedicating minimal time to it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
The O.N. Equity Sales CompanyBroker
Canada Life of America Financial Services, INC.Broker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.