Alan Caulkins
Alan Caulkins is a registered investment advisor at Thrivent Investment Management INC., based in Allison Park, PA, with 27 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.
Location
1736 Ferguson Rd, Allison Park, PA, 15101
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2019Other Business Activities
Alan is a member of a rock and roll band called "Mile Post 6", dedicating a few hours per week to rehearsals and performances. He is also a co-owner of Todd & Caulkins Limited, an office building used for Thrivent business, spending minimal time on this activity.
Employment History
Current Registrations
Thrivent Investment Management INC.
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Previous Registrations
Quasar Distributors, LLCBroker
First Fund Distributors, INC.Broker
Nylife Distributors INC.Broker
Van Eck Securities CorporationBroker
Lexington Funds Distributor, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.