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William Rapp

34 Years of Experience
Mount Laurel, NJ
BrokerSells Insurance

William Rapp is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Mount Laurel, NJ, with 34 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

501 Fellowship Rd, Ste 303, Mount Laurel, NJ, 08054

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

William may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. This activity is insurance-related.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2009 - Present · 17 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
November 2008 - Present · 17 yrs 6 mos
Previous Registrations
Nationwide Investment Services CorporationBroker
December 2005 - November 2008 · 2 yrs 11 mos
1717 Capital Management CompanyBroker
April 1994 - December 2005 · 11 yrs 8 mos
Ilg Securities CorporationBroker
July 1989 - June 1992 · 2 yrs 11 mos
State Registrations17 states
CADCDEFLMAMDMENCNENJNMNVNYPASCVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.