GP
GP
Gregory Piehl is a registered investment advisor, based in Waverly, IA, with 34 years of industry experience.
Location
316 E Bremer Avenue, Waverly, IA, 50677
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Regulatory History (2)
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Customer Dispute
February 2011Settled
Customer Dispute
September 2004Closed-No Action
Other Business ActivitiesSells Insurance
Gregory is an advisory representative of a registered investment advisor, dedicating about half of his time to investment-related activities. He is also an independent insurance agent for various independent insurance companies, spending minimal time on this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
October 2018 - Present · 7 yrs 7 mos
Cambridge Investment Research, INC.Broker
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Investment Advisors CORP
August 2016 - October 2018 · 2 yrs 2 mos
Broker Dealer Financial Services CORP.Broker
August 2016 - October 2018 · 2 yrs 2 mos
Edward Jones
July 2009 - August 2016 · 7 yrs 1 mo
Edward JonesBroker
June 2009 - August 2016 · 7 yrs 2 mos
Fsb Warner Financial, INC.Broker
August 2008 - May 2009 · 9 mos
Nylife Securities INC.Broker
August 2003 - April 2006 · 2 yrs 8 mos
Edward JonesBroker
May 2003 - July 2003 · 2 mos
Equitrust Marketing Services, LLCBroker
February 1998 - June 2003 · 5 yrs 4 mos
Aal Capital Management CorporationBroker
June 1989 - January 1998 · 8 yrs 7 mos
State Registrations9 states
AZCOFLIAILMNNJORWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.