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CFP

James Vertich

Uhler Vertich White Advisors
37 Years of Experience
Fort Myers, FL
1 DisclosureBroker
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James Vertich is a CFP-designated registered investment advisor at Uhler Vertich White Advisors, based in Fort Myers, FL, with 37 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 424 clients with $510M in assets under management.

Uhler Vertich White Advisors
Compensation
Fee-Only (% of Portfolio)
Firm Size
7 advisors
Number of Clients
424 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$513.7M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Minimum Annual Fee:$10,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Annual fee is 1.00% of assets under management. Fees are subject to negotiation, and the firm typically requires a minimum compensation of $10,000 per year.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1510 Royal Palm Square Boulevard, Suite 103, Fort Myers, FL, 33919-1068

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 1998
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James is the President of the Southwest Florida Symphony Endowment Foundation and an owner/proprietor of Uhler Vertich White Advisors, LLC, where he is a primary advisor to clients and handles business management, taking about half of his time. He is also an owner of two support companies, Uhler Vertich White Advisors, LLC and Uhler, Vertich, White, LLC, dedicating about 10-20% of his time to each.

Employment History
Current Registrations
Uhler Vertich White Advisors
March 2007 - Present · 19 yrs 7 mos
Raymond James Financial Services, INC.
July 1993 - Present · 33 yrs 3 mos
Raymond James Financial Services, INC.Broker
July 1993 - Present · 33 yrs 3 mos
Previous Registrations
Raymond James Financial Services
July 1993 - March 2009 · 15 yrs 8 mos
American Express Financial Advisors INC.Broker
October 1990 - July 1993 · 2 yrs 9 mos
Ids Life Insurance CompanyBroker
October 1990 - July 1993 · 2 yrs 9 mos
Pruco Securities CorporationBroker
June 1989 - September 1990 · 1 yr 3 mos
The Prudential Insurance Company of AmericaBroker
June 1989 - September 1990 · 1 yr 3 mos
State Registrations36 states
ALARAZCACOCTDCFLGAIAILINKYLAMAMDMEMIMNMOMTNCNJNMNYOHOKPASCSDTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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