TB
TB

Troy Beckett

36 Years of Experience
Winder, GA
1 DisclosureBroker

Troy Beckett is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Winder, GA, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

58 W. Candler St, P.O. Box 768, Winder, GA, 30680

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2003
Closed-No Action
Other Business Activities

Troy plans to spend minimal time writing a children's book, being an extra for TV and movies, and learning to be a fused glass artist. He also plans to write at least one book for children, dedicating minimal time to this endeavor.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
October 2006 - Present · 19 yrs 7 mos
Previous Registrations
Raymond James Financial Services
November 2006 - January 2009 · 2 yrs 2 mos
Suntrust Investment Services, INC.
April 2003 - November 2006 · 3 yrs 7 mos
Suntrust Investment Services, INC.Broker
April 2003 - November 2006 · 3 yrs 7 mos
Morgan Keegan & Company, INC.
January 2003 - April 2003 · 3 mos
Morgan Keegan & Company, INC.Broker
April 2001 - April 2003 · 2 yrs
Regions Investment Company, INC.Broker
July 1996 - April 2001 · 4 yrs 9 mos
Suntrust Securities, INC.Broker
December 1995 - July 1996 · 7 mos
Laughlin Group Advisors, INC.Broker
March 1995 - October 1995 · 7 mos
Robert W. Baird & CO. IncorporatedBroker
September 1990 - March 1995 · 4 yrs 6 mos
Northwestern Mutual Investment Services, INC.Broker
September 1989 - March 1995 · 5 yrs 6 mos
State Registrations25 states
ALAZCACOFLGAILKSLAMAMDMIMNMOMSNCNYOHOKORSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Troy Beckett - Financial Advisor | TrueAdvisor