PM
CFP
PM
CFP

Peter Mccarthy

34 Years of Experience
Columbus, OH
Broker

Peter Mccarthy is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Columbus, OH, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

4672 Larwell Drive, Columbus, OH, 43220

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2020 - Present · 5 yrs 7 mos
Raymond James Financial Services, INC.
October 2020 - Present · 5 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
PNC Capital Markets LLCBroker
March 2020 - October 2020 · 7 mos
PNC Capital Advisors LLC
October 2017 - October 2020 · 3 yrs
PNC Funds Distributor, LLCBroker
August 2017 - December 2019 · 2 yrs 4 mos
Scottrade, INC.Broker
April 2017 - July 2017 · 3 mos
Pimco Investments LLCBroker
February 2011 - June 2016 · 5 yrs 4 mos
Allianz Global Investors Distributors LLCBroker
June 2006 - February 2011 · 4 yrs 8 mos
Allianz Global Investors Managed Accounts LLC
June 2006 - August 2007 · 1 yr 2 mos
Dws Scudder Distributors, INC.Broker
September 2003 - June 2006 · 2 yrs 9 mos
New York Life Investment Management LLC
May 2002 - September 2003 · 1 yr 4 mos
Nylife Distributors INC.Broker
April 1999 - September 2003 · 4 yrs 5 mos
Nylife Securities INC.Broker
August 1998 - April 1999 · 8 mos
Bisys Fund Services Limited PartnershipBroker
December 1995 - July 1998 · 2 yrs 7 mos
Raymond James & Associates, INC.Broker
August 1993 - November 1995 · 2 yrs 3 mos
Investment Management & Research, INCBroker
September 1991 - August 1993 · 1 yr 11 mos
Robert Thomas Securities, INCBroker
December 1989 - June 1990 · 6 mos
Hibbard Brown & CO., INC.Broker
June 1989 - July 1989 · 1 mo
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Peter Mccarthy - Financial Advisor | TrueAdvisor