MB
CFP
MB
CFP

Michael Ballou

31 Years of Experience
Columbus, OH
Broker

Michael Ballou is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Columbus, OH, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

4672 Larwell Drive, Columbus, OH, 43220

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael works as a financial advisor for Charles H Ballou, CFP, dedicating full-time hours. He is also a Registered Associate for Ballou Family Office, but spends no time on this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2012 - Present · 14 yrs 6 mos
Raymond James Financial Services, INC.Broker
May 1994 - Present · 32 yrs 2 mos
Previous Registrations
Asset Planning Management & Research INC
May 2006 - April 2015 · 8 yrs 11 mos
State Registrations6 states
COCTFLNCNYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.