RC
RC

Ronnie Cobb

36 Years of Experience
Lake Oswego, OR
Broker

Ronnie Cobb is a registered investment advisor at UBS Financial Services INC., based in Lake Oswego, OR, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

5300 Meadows Rd, Suite 300, Lake Oswego, OR, 97035-3229

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
UBS Financial Services INC.
October 2013 - Present · 12 yrs 7 mos
UBS Financial Services INC.
October 2013 - Present · 12 yrs 7 mos
UBS Financial Services INC.Broker
October 2013 - Present · 12 yrs 7 mos
Previous Registrations
Morgan Stanley
March 2011 - November 2013 · 2 yrs 8 mos
Morgan StanleyBroker
March 2011 - November 2013 · 2 yrs 8 mos
Fisher Investments
May 2010 - January 2011 · 8 mos
UBS Financial Services INC.
October 2001 - May 2010 · 8 yrs 7 mos
UBS Financial Services INC.Broker
October 2001 - May 2010 · 8 yrs 7 mos
J.P. Morgan Securities INC.Broker
February 2000 - October 2001 · 1 yr 8 mos
Hambrecht & Quist LLCBroker
June 1999 - February 2000 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1998 - June 1999 · 9 mos
Morgan Stanley & CO., IncorporatedBroker
December 1996 - August 1998 · 1 yr 8 mos
Furman Selz LLCBroker
May 1996 - December 1996 · 7 mos
Morgan Stanley & CO., IncorporatedBroker
March 1992 - April 1996 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1989 - March 1992 · 2 yrs 9 mos
State Registrations22 states
AKAZCACOFLHIIAIDLAMAMDMIMTNMNVNYOHORPATXVAWA
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronnie Cobb - Financial Advisor | TrueAdvisor