Kevin Nichols
Kevin Nichols is a registered investment advisor at International Assets Investment Management, LLC, based in Alma, MI, with 36 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
323 Grtiot Ave, Alma, MI, 48801
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Regulatory History (1)
Employment Separation After Allegations
March 2015Other Business ActivitiesSells Insurance
Kevin is the 100% owner/agent of Nichols Financial Group, selling fixed annuities and life insurance, dedicating about a third of his time to this. He also manages an office building through Nichols Management Co, spending minimal time on it, and is a trustee and beneficiary of the Dave and Marilyn Nichols IRRV Trust.
Employment History
Current Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLC
International Assets Advisory, LLCBroker
Previous Registrations
International Assets Investment Management, LLC
Securities America Advisors, INC.
Securities America, INC.Broker
United Planners' Financial Services of America a Limited PartnerBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.