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PB
CFP · ChFC
PB
CFP · ChFC

Patrick Buchanan

Ameriprise Financial Services, LLC
30 Years of Experience
Winter Park, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Patrick Buchanan is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Winter Park, FL, with 30 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

101 S New York Ave, Unit 210, Winter Park, FL, 32789

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Patrick is involved in independent insurance brokering with American General Life/AIG since 2020, focusing on term life insurance.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2020 - Present · 6 yrs 8 mos
Ameriprise Financial Services, LLCBroker
February 2020 - Present · 6 yrs 8 mos
Ameriprise Financial Services, LLC
February 2020 - Present · 6 yrs 8 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
September 2013 - February 2020 · 6 yrs 5 mos
Raymond James Financial Services, INC.Broker
September 2013 - February 2020 · 6 yrs 5 mos
Private Wealth Management at Heathrow
May 2013 - January 2014 · 8 mos
LPL Financial LLC
December 2010 - September 2013 · 2 yrs 9 mos
LPL Financial LLCBroker
December 2010 - September 2013 · 2 yrs 9 mos
Ameriprise Financial Services, INC.
January 1996 - December 2010 · 14 yrs 11 mos
Ameriprise Financial Services, INC.Broker
January 1996 - December 2010 · 14 yrs 11 mos
Ids Life Insurance CompanyBroker
January 1996 - July 2006 · 10 yrs 6 mos
State Registrations33 states
AKALARAZCACOCTDCFLGAIDILINKSLAMAMDMEMIMNMONCNJNYOHPAPRSCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Patrick Buchanan - Financial Advisor | TrueAdvisor