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Miguel Riveros

Ameriprise Financial Services, LLC
19 Years of Experience
Winter Park, FL
2 DisclosuresBroker
View SEC Summary
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Miguel Riveros is a registered investment advisor at Ameriprise Financial Services, LLC, based in Winter Park, FL, with 19 years of industry experience. Miguel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2709 W Fairbanks Ave, Ste 100, Winter Park, FL, 32789

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 1999
Final Disposition
Criminal
April 1999
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Miguel owns a condo townhome in Orlando, Florida, since 2021. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2021 - Present · 5 yrs 2 mos
Ameriprise Financial Services, LLC
August 2021 - Present · 5 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
Merit Financial Advisors
March 2021 - May 2021 · 2 mos
LPL Financial LLCBroker
February 2021 - August 2021 · 6 mos
Ameriprise Financial Services, INC.
October 2005 - April 2019 · 13 yrs 6 mos
Ameriprise Financial Services, INC.Broker
September 2005 - April 2019 · 13 yrs 7 mos
State Registrations46 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSNCNENHNJNMNVNYOHORPAPRRISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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