MR
MR

Miguel Riveros

18 Years of Experience
Winter Park, FL
2 DisclosuresBroker

Miguel Riveros is a registered investment advisor at Ameriprise Financial Services, LLC, based in Winter Park, FL, with 18 years of industry experience. Miguel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

2709 W Fairbanks Ave, Ste 100, Winter Park, FL, 32789

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 1999
Final Disposition
Criminal
April 1999
Final Disposition
Other Business Activities

Miguel owns a condo townhome in Orlando, Florida, since 2021. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2021 - Present · 5 yrs 1 mo
Ameriprise Financial Services, LLC
August 2021 - Present · 5 yrs 1 mo
Ameriprise Financial Services, LLCBroker
August 2021 - Present · 5 yrs 1 mo
Previous Registrations
Merit Financial Advisors
March 2021 - May 2021 · 2 mos
LPL Financial LLCBroker
February 2021 - August 2021 · 6 mos
Ameriprise Financial Services, INC.
October 2005 - April 2019 · 13 yrs 6 mos
Ameriprise Financial Services, INC.Broker
September 2005 - April 2019 · 13 yrs 7 mos
State Registrations46 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSNCNENHNJNMNVNYOHORPAPRRISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Miguel Riveros - Financial Advisor | TrueAdvisor