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William Keetley

22 Years of Experience
Lewes, DE
1 DisclosureBroker

William Keetley is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lewes, DE, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

17644 Coastal Hwy, Suite 3, Lewes, DE, 19958

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2004
Denied
Other Business Activities

William works as a Private Banker at Fulton Bank, N.A. since 2018, dedicating about half of his time to this role, including during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2018 - Present · 8 yrs 4 mos
Raymond James Financial Services, INC.Broker
March 2018 - Present · 8 yrs 4 mos
Previous Registrations
PNC Investments
July 2015 - September 2017 · 2 yrs 2 mos
PNC InvestmentsBroker
June 2015 - September 2017 · 2 yrs 3 mos
PNC InvestmentsBroker
July 2006 - December 2007 · 1 yr 5 mos
Wachovia Securities, LLCBroker
October 2000 - October 2005 · 5 yrs
First Union Brokerage Services, INC.Broker
September 1998 - October 2000 · 2 yrs 1 mo
Pruco Securities CorporationBroker
February 1994 - December 1997 · 3 yrs 10 mos
F.N. Wolf & CO., INC.Broker
July 1989 - October 1989 · 3 mos
State Registrations1 state
DE
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Keetley - Financial Advisor | TrueAdvisor