LR
LR
Leann Rummel is a registered investment advisor at Cetera Investment Advisers LLC, based in St Cloud, MN, with 34 years of industry experience. Leann operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
400 1st St S Ste 300, St Cloud, MN, 56301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Wealth Services, LLCBroker
October 2012 - Present · 13 yrs 7 mos
Cetera Investment Services LLCBroker
October 1992 - Present · 33 yrs 7 mos
Previous Registrations
Cetera Investment Services LLC
March 2013 - January 2014 · 10 mos
Financial Network Investment CorporationBroker
December 2004 - September 2006 · 1 yr 9 mos
Multi-Financial Securities CorporationBroker
December 2004 - September 2006 · 1 yr 9 mos
Ing Financial Partners, INC.Broker
December 2004 - September 2006 · 1 yr 9 mos
Guaranty Brokerage Services, INC.Broker
May 2000 - December 2010 · 10 yrs 7 mos
Bancwest Investment Services, INC.Broker
April 2000 - November 2003 · 3 yrs 7 mos
Bancnorth Investment Group, INC.Broker
April 1998 - November 2009 · 11 yrs 7 mos
Midamerica Management CorporationBroker
December 1991 - October 1992 · 10 mos
State Registrations50 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.