Mark Szymanski
Mark Szymanski is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Dallas, TX, with 37 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
12221 Merit Dr Ste 1760, Dallas, TX, 75251
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark solicits and sells fixed insurance and annuity products, including life, health, disability, annuities, and long-term care insurance. He is also an affiliated person with Financial Network, a financial services business, dedicating about a quarter of his time to this investment-related activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Todd OberleCetera Investment Advisers LLC
- Connor Ambrose, CFPCetera Investment Advisers LLC
- Mark Ellison, CFPCetera Investment Advisers LLC
- Dennis Holzwarth, CFPCetera Investment Advisers LLC
- J. Lawrance, CFPCetera Investment Advisers LLC
- Jon Weinstein, CFPCetera Investment Advisers LLC