Connor Ambrose is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Dallas, TX, with 16 years of industry experience. Connor is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
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Assets Under Management
Location
13155 Noel Road, Suite 900, Dallas, TX, 75240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Connor is a principal at Ambrose Capital Management, LLC since 2014. This DBA takes nearly all of Connor's time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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