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Steven Miura

36 Years of Experience
Austin, TX
BrokerSells Insurance

Steven Miura is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Austin, TX, with 36 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1708 W 6th St, Austin, TX, 78703

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also has ownership stakes in several businesses, including Elm Restaurant Group LLC, ARC Cullen, ARC 2005 Chestnut, Capridge Partners Value Fund III, LP, and JLM Rio Rancho, and owns Zirkel ATX LLC and Rabbit Ears ATX LLC, spending about half his time on the latter two.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2008 - Present · 18 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
October 1989 - Present · 36 yrs 7 mos
Previous Registrations
Northwestern Mutual Wealth Management Company
February 2006 - April 2007 · 1 yr 2 mos
Northwestern Mutual Investment Services,llc
February 2006 - February 2006 · 0 mos
Robert W. Baird & CO. IncorporatedBroker
February 1990 - January 2002 · 11 yrs 11 mos
State Registrations44 states
AKALARAZCACOCTDCFLGAHIIDILINKSLAMAMDMEMIMNMOMSNCNENHNJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Miura - Financial Advisor | TrueAdvisor