William Fields is a registered investment advisor at Shadow Wealth Management, LLC, based in Lexington, SC, with 34 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 3.00% |
| $500K - $1.0M | 2.50% |
| $1.0M - $5.0M | 2.00% |
| $5M+ | 2.00% |
Fees negotiable for additional assets.
Fee Estimator
Location
Lexington, SC
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is a Registered Investment Advisor, CEO/CCO, and owner of Shadow Wealth Management, LLC since the second quarter of 2018. This is a full-time commitment for William.
Employment History
Current Registrations
Shadow Wealth Management, LLC
Previous Registrations
Intercarolina Financial Services, INC.Broker
Intercarolina Financial Services, INC.
Intercarolina Financial Services, INC.Broker
Southeast Investments, N.c., INC.Broker
First Citizens Securities CorporationBroker
Manning & Napier Investor Services, INC.Broker
Manning & Napier Advisors INC
Fisher Investments
Jefferson Pilot Securities CorporationBroker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.