Intercarolina Financial Services is a registered investment advisor that provides portfolio management and retirement plan consulting services. The firm works with individuals as well as pension, profit-sharing, 403(b), and 401(k) plans. Intercarolina Financial Services creates personalized investment policies based on client financial goals and can manage accounts on either a discretionary or non-discretionary basis. Portfolios may consist of individual equities, government and corporate debt securities, municipal securities, mutual funds, and exchange-traded funds. Additionally, the firm participates in wrap fee programs through third-party managers such as Minneapolis Portfolio Management Group, Fairfax Global Markets, and First Trust. The firm's management team also engages in broker-dealer and insurance activities through affiliated entities.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable with a maximum of 1.50% annually. The firm also participates in wrap fee programs with separate fee structures.