TrueAdvisor
TrueAdvisor
DW
DW

David Woolford

Snowden Capital Advisors LLC
37 Years of Experience
Baltimore, MD
3 DisclosuresBroker
View SEC Summary
View SEC Summary

David Woolford is a registered investment advisor at Snowden Capital Advisors LLC, based in Baltimore, MD, with 37 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 6,021 clients with $8.9B in assets under management.

Snowden Capital Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
122 advisors
Number of Clients
6,021 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$8.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiated on a client-by-client basis. Wrap fees typically range from 0.20% to 2.50% of assets under management. Unbundled advisory fees may be up to 3.00% per annum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

323 W. Camden St, Baltimore, MD, 21201

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Settled
Customer Dispute
March 2013
Settled
Customer Dispute
May 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David works as an investment advisor at Snowden Capital Advisors LLC since 2016. This activity takes nearly full-time hours, with more time spent during trading hours.

Employment History
Current Registrations
Snowden Capital Advisors LLC
September 2016 - Present · 10 yrs 1 mo
Snowden Account Services LLCBroker
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLCBroker
August 2011 - September 2016 · 5 yrs 1 mo
J.P. Morgan Securities LLC
August 2011 - September 2016 · 5 yrs 1 mo
Capital Dynamics Broker Dealer LLCBroker
August 2009 - June 2010 · 10 mos
UBS Financial Services INC.Broker
March 2005 - August 2011 · 6 yrs 5 mos
UBS Financial Services INC.
March 2005 - August 2011 · 6 yrs 5 mos
Credit Suisse First Boston
January 2003 - March 2005 · 2 yrs 2 mos
Credit Suisse First Boston LLCBroker
January 2003 - March 2005 · 2 yrs 2 mos
Donaldson Lufkin & Jenrette Securities Corporation
December 2001 - January 2003 · 1 yr 1 mo
Donaldson, Lufkin & Jenrette Securities CorporationBroker
May 2001 - January 2003 · 1 yr 8 mos
Deutsche Banc Alex. Brown INC.Broker
January 2001 - June 2001 · 5 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
March 1993 - September 1997 · 4 yrs 6 mos
Lehman Brothers INC.Broker
July 1989 - March 1993 · 3 yrs 8 mos
State Registrations18 states
COCTDCDEFLILMDMINCNHNJNYPASCTXVAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Baltimore, MD →All financial advisors in Maryland →