David Woolford is a registered investment advisor, based in Baltimore, MD, with 36 years of industry experience.
Location
323 W. Camden St, Baltimore, MD, 21201
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Regulatory History (3)
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Customer Dispute
March 2017Settled
Customer Dispute
March 2013Settled
Customer Dispute
May 2011Settled
Other Business Activities
David works as an investment advisor at Snowden Capital Advisors LLC since 2016. This activity takes nearly full-time hours, with more time spent during trading hours.
Employment History
Current Registrations
Snowden Capital Advisors LLC
September 2016 - Present · 10 yrs
Snowden Account Services LLCBroker
September 2016 - Present · 10 yrs
Previous Registrations
J.P. Morgan Securities LLCBroker
August 2011 - September 2016 · 5 yrs 1 mo
J.P. Morgan Securities LLC
August 2011 - September 2016 · 5 yrs 1 mo
Capital Dynamics Broker Dealer LLCBroker
August 2009 - June 2010 · 10 mos
UBS Financial Services INC.Broker
March 2005 - August 2011 · 6 yrs 5 mos
UBS Financial Services INC.
March 2005 - August 2011 · 6 yrs 5 mos
Credit Suisse First Boston
January 2003 - March 2005 · 2 yrs 2 mos
Credit Suisse First Boston LLCBroker
January 2003 - March 2005 · 2 yrs 2 mos
Donaldson Lufkin & Jenrette Securities Corporation
December 2001 - January 2003 · 1 yr 1 mo
Donaldson, Lufkin & Jenrette Securities CorporationBroker
May 2001 - January 2003 · 1 yr 8 mos
Deutsche Banc Alex. Brown INC.Broker
January 2001 - June 2001 · 5 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
March 1993 - September 1997 · 4 yrs 6 mos
Lehman Brothers INC.Broker
July 1989 - March 1993 · 3 yrs 8 mos
State Registrations18 states
COCTDCDEFLILMDMINCNHNJNYPASCTXVAWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.