JB
JB

Jon Brown

37 Years of Experience
Bloomington, MN
3 DisclosuresBroker

Jon Brown is a registered investment advisor at Wells Fargo Advisors, based in Bloomington, MN, with 37 years of industry experience. Jon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

7900 Xerxes Ave S 10th Fl, [Gg-Rbo], Bloomington, MN, 55431

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2011
Final
Customer Dispute
October 2006
Settled
Customer Dispute
July 2002
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
August 2008 - January 2011 · 2 yrs 5 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - December 2003 · 3 yrs
Wells Fargo Investments, LLCBroker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Securities INC.Broker
March 2000 - May 2001 · 1 yr 2 mos
Wells Fargo Brokerage Services, L.L.C.Broker
July 1989 - December 2000 · 11 yrs 5 mos
State Registrations29 states
AZCACOCTDCFLIAILINKSMAMDMIMNMOMTNCNDNENVNYOHORSDTNTXVAVTWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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