TD
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Thomas Dufresne
34 Years of Experience
Minnetonka, MN
Broker
Thomas Dufresne is a registered investment advisor at Cetera Investment Advisers LLC, based in Minnetonka, MN, with 34 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
110 Cheshire Lane, Suite 200, Minnetonka, MN, 55305
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
July 1995 - Present · 30 yrs 10 mos
Cetera Wealth Services, LLCBroker
July 1995 - Present · 30 yrs 10 mos
Previous Registrations
Affiance Financial LLC
January 2014 - August 2015 · 1 yr 7 mos
Cetera Advisor Networks LLC
January 2014 - June 2023 · 9 yrs 5 mos
The Heritage Group, INC.Broker
July 1995 - July 1995 · 0 mos
Fortis Investors, INC.Broker
August 1991 - December 1993 · 2 yrs 4 mos
Fahnestock & CO., INC.Broker
March 1990 - March 1991 · 1 yr
B.C. Christopher Securities CO.Broker
July 1989 - March 1990 · 8 mos
State Registrations19 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.