Brian Mclaughlin
Brian Mclaughlin is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Middletown, CT, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
315 Main Street, 1st Floor, Middletown, CT, 06457
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
January 1997Criminal
June 1989Criminal
September 1984Other Business Activities
Brian works as a financial advisor for Liberty Bank and Liberty Bank Investment Services, dedicating about half of his time to each role. Both positions involve financial advisory services, with one being investment-related and the other a support role.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Robert Thomas Securities, INCBroker
Invest Financial CorporationBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.