TD
TD

Tina Downing

35 Years of Experience
Seattle, WA
1 DisclosureBroker

Tina Downing is a registered investment advisor at Russell Investments, based in Seattle, WA, with 35 years of industry experience. Tina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 67,276 clients with $62B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
76 advisors
IM Fee
Planning only
Assets Under Management
$62.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

401 Union Street, 18th Floor, Seattle, WA, 98101

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2002
Denied
Other Business Activities

Tina owns an aircraft used to fly in airshows through Midwest Wild Relic Refuge, a corporation set up for liability protection and estate planning. This activity takes minimal time and is not investment-related.

Employment History
Current Registrations
Russell Investments
October 2018 - Present · 7 yrs 7 mos
Russell Investments Financial Services, LLC
October 2018 - Present · 7 yrs 7 mos
Russell Investments Financial Services, LLCBroker
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Prudential Annuities Distributors, INCBroker
August 2016 - July 2018 · 1 yr 11 mos
Ast Investment Services, INC.
August 2016 - July 2018 · 1 yr 11 mos
Morgan Stanley
June 2009 - August 2016 · 7 yrs 2 mos
Morgan StanleyBroker
June 2009 - August 2016 · 7 yrs 2 mos
Citigroup Global Markets INC.
June 2001 - June 2009 · 8 yrs
Citigroup Global Markets INC.Broker
May 2001 - June 2009 · 8 yrs 1 mo
Stifel, Nicolaus & Company, IncorporatedBroker
March 1997 - June 2001 · 4 yrs 3 mos
Charles Schwab & CO., INC.Broker
November 1991 - April 1997 · 5 yrs 5 mos
Painewebber IncorporatedBroker
June 1991 - June 1991 · 0 mos
Painewebber IncorporatedBroker
July 1989 - August 1990 · 1 yr 1 mo
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tina Downing - Financial Advisor | TrueAdvisor