David Silberg
David Silberg is a registered investment advisor at Aegis Capital CORP., based in Melville, NY, with 36 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $1.0M | 2.25% |
| $1M+ | 2.00% |
Rates shown are the maximums when most transaction costs are charged to the client. If transaction costs are charged to Aegis Capital Corp., the maximum rates are 3.00% on the first $250k, 2.75% on the next $750k, and 2.50% over $1M. Fees may be negotiable.
Fee Estimator
Location
1305 Walt Whitman Rd, Suite 120, Melville, NY, 11747
Get directionsHistory
Regulatory History (7)
Customer Dispute
July 2021Regulatory
September 2018Customer Dispute
August 2016Customer Dispute
November 2009Employment Separation After Allegations
November 2004Customer Dispute
August 2001Employment Separation After Allegations
February 1998Other Business ActivitiesSells Insurance
David is an insurance producer/agent at ACC Agency, Inc. since July 2023. This requires a few hours per week, including during securities trading hours.
Employment History
Current Registrations
Aegis Capital CORP.
Aegis Capital CORP.Broker
Previous Registrations
Newbridge Financial Services Group, INC.
Newbridge Securities CorporationBroker
Millennial Advisers, LLC.
Millennial Advisers, LLC.
Allied Millennial Partners, LLCBroker
Aegis Capital CORP.
Aegis Capital CORP.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Great Eastern Securities, INC.Broker
Kirlin Securities INC.Broker
Maxim Group LLCBroker
Investec Ernst & CompanyBroker
Kirlin Securities INC.Broker
Northeast Securities, INC.Broker
Triad Financial INC.Broker
Triad Financial INC.Broker
Nylife Securities INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Robert TaglichAegis Capital CORP.
- Michael TaglichAegis Capital CORP.
- Danny SookramAegis Capital CORP.
- Rick SandeAegis Capital CORP.
- Hector CrespoAegis Capital CORP.
- Henry LiuAegis Capital CORP.