Michael Rule is a registered investment advisor at Quint Capital Management, based in New York, NY, with 31 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 103 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The standard fee is up to 2% per year, including all sub-advisory fees. Total fees will not exceed 3% of assets. Exceptions to the established fee schedule can be negotiated.
Fee Estimator
Location
230 Park Ave Ste 460, New York, NY, 10169
Get directionsHistory
Regulatory History (4)
Regulatory
May 1999Regulatory
January 1999Regulatory
July 1998Employment Separation After Allegations
March 1997Employment History
Current Registrations
Quint Capital Management
Quint Capital CorporationBroker
Previous Registrations
Apb Financial Group, LLCBroker
Talley & CompanyBroker
VisionBroker
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Dalton Kent Securities Group, INC.Broker
J.P. Turner & Company, L.L.C.Broker
Nichols, Safina, Lerner & CO. INC.Broker
Prudential Securities IncorporatedBroker
Smith Barney INC.Broker
Painewebber IncorporatedBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.