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Julie Geraci

Thornburg Investment Management INC
35 Years of Experience
Santa Fe, NM
Broker
View SEC Summary
View SEC Summary

Julie Geraci is a registered investment advisor at Thornburg Investment Management INC, based in Santa Fe, NM, with 35 years of industry experience. Julie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 635 clients with $54B in assets under management.

Thornburg Investment Management INC
Compensation
Fee-Only (% of Portfolio)
Firm Size
41 advisors
Number of Clients
635 clients
Average Client Portfolio
$85.8M average
Assets Under Management
$54.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $50.0M0.80%
$50.0M - $100.0M0.75%
$100M+0.65%

Rates shown represent the highest standard fee schedule across strategies (Emerging Markets Equity). Other strategies have lower standard rates starting between 0.20% and 0.65% for the first $50 million. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2300 North Ridgetop Road, Santa Fe, NM, 87506

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thornburg Investment Management INC
April 2011 - Present · 15 yrs 6 mos
Thornburg Securities LLCBroker
November 2001 - Present · 24 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1998 - November 2001 · 3 yrs 9 mos
First Chicago Nbd Investment Services, INC.Broker
March 1997 - January 1998 · 10 mos
Rothschild Investment CorporationBroker
May 1995 - September 1996 · 1 yr 4 mos
Everen Securities, INC.Broker
April 1993 - April 1995 · 2 yrs
Prudential Securities IncorporatedBroker
December 1992 - January 1993 · 1 mo
Morgan Stanley & CO., IncorporatedBroker
December 1991 - May 1992 · 5 mos
Kemper Securities Group, INC.Broker
June 1991 - October 1991 · 4 mos
Salomon Brothers INC.Broker
October 1989 - April 1991 · 1 yr 6 mos
State Registrations1 state
NM
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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