Julie Ann Geraci

Thornburg Investment Management INC

34 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Thornburg Investment Management INC

Compensation

Fee-Only (AUM)

Firm Size

29 advisors

Number of Clients

705 clients

Average Client Portfolio

$64.2M average

Assets Under Management

$45.3B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

2300 North Ridgetop Road, Santa Fe, NM, 87506

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Thornburg Investment Management INC

April 2011 - Present · 14 yrs 10 mos

Thornburg Securities LLCBroker

November 2001 - Present · 24 yrs 3 mos

Previous Registrations

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

February 1998 - November 2001 · 3 yrs 9 mos

First Chicago Nbd Investment Services, INC.Broker

March 1997 - January 1998 · 10 mos

Rothschild Investment CorporationBroker

May 1995 - September 1996 · 1 yr 4 mos

Everen Securities, INC.Broker

April 1993 - April 1995 · 2 yrs

Prudential Securities IncorporatedBroker

December 1992 - January 1993 · 1 mo

Morgan Stanley & CO., IncorporatedBroker

December 1991 - May 1992 · 5 mos

Kemper Securities Group, INC.Broker

June 1991 - October 1991 · 4 mos

Salomon Brothers INC.Broker

October 1989 - April 1991 · 1 yr 6 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.