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Stephen Zink

37 Years of Experience
Birmingham, MI
2 DisclosuresBroker

Stephen Zink is a registered investment advisor, based in Birmingham, MI, with 37 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold.

Location

34611 Woodward Ave, Birmingham, MI, 48009

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 1996
Settled
Employment Separation After Allegations
February 1996
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2019 - Present · 7 yrs 6 mos
Raymond James Financial Services, INC.Broker
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
October 2016 - May 2019 · 2 yrs 7 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
June 2012 - May 2019 · 6 yrs 11 mos
Wunderlich Securities, INC.Broker
July 2009 - June 2012 · 2 yrs 11 mos
RBC Capital Markets CorporationBroker
March 2009 - July 2009 · 4 mos
Ferris, Baker Watts, LLCBroker
October 2001 - March 2009 · 7 yrs 5 mos
Tucker Anthony IncorporatedBroker
August 1998 - October 2001 · 3 yrs 2 mos
First of Michigan CorporationBroker
March 1996 - August 1998 · 2 yrs 5 mos
Dean Witter Reynolds INC.Broker
May 1994 - March 1996 · 1 yr 10 mos
Painewebber IncorporatedBroker
November 1990 - May 1994 · 3 yrs 6 mos
Roney & CO.Broker
August 1989 - December 1990 · 1 yr 4 mos
State Registrations13 states
ALAZCACOFLILMDMIMONDNJNVTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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