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Robert Denhartog

36 Years of Experience
W Des Moines, IA
1 DisclosureBrokerSells Insurance

Robert Denhartog is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in W Des Moines, IA, with 36 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1245 Jordan Creek Pkwy, Suite 200, W Des Moines, IA, 50266

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2018
Settled
Other Business ActivitiesSells Insurance

Robert may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
July 2005 - Present · 20 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
August 1989 - Present · 36 yrs 9 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
August 1989 - January 2002 · 12 yrs 5 mos
State Registrations21 states
CODCFLIAILKSMAMEMNMOMTNENYOKPASCSDTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.