Richard Anthony
Richard Anthony is a registered investment advisor at Cetera Investment Advisers LLC, based in Albany, NY, with 33 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
200 Great Oaks Blvd Ste 221, Albany, NY, 12203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard coaches independent financial advisors, dedicating minimal time to this activity. He also works full-time as a financial advisor through Richard Anthony Planning LLC, and sells fixed insurance products as an independent insurance agent, dedicating minimal time to this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Curian Capital, LLC
Curian Clearing, LLCBroker
Invesco Advisers, INC.
Invesco Aim Private Asset Management, INC.
Invesco Distributors, INC.Broker
Afd, INC.Broker
Keyport Financial Services CORP.Broker
Bfp Financial Partners, INC.Broker
U.S. Clearing CORP.Broker
Key Investments INC.Broker
Independent Financial Securities, INC.Broker
Key Brokerage Company, INC.Broker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
Vanderbilt Securities, INC.Broker
First Fidelity Capital CORP.Broker
J. T. Moran & CO., INC.Broker
State Registrations37 states
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